Date authorised
1 April 2013
Companies House
OC303424
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 New Burlington Place
    Sixth Floor
    London
    W1S 2HR
    UNITED KINGDOM
    Phone
    +4402071701000
  • Complaints Contact

    1 New Burlington Place
    6th Floor
    London
    W1S 2HR
    UNITED KINGDOM
    Phone
    +4402071701000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sally Catrin Banks

    IRN SCB01148

    • [FCA CF] Client dealing (since 29 Mar 2023)
    • [FCA CF] Significant management (since 29 Mar 2023)
    • SMF27 Partner (9 Dec 2019 to 30 Mar 2023)
    • CF4 Partner (15 Jan 2009 to 8 Dec 2019)
  • Seth Pierrepont

    IRN SXP02964

    • SMF27 Partner (7 Aug 2020 to 30 Apr 2022)
    • CF30 Customer (10 Oct 2017 to 8 Dec 2019)
  • Simon David Levene

    IRN SDL01052

    • CF4 Partner (23 Jul 2008 to 15 Jan 2010)
  • Sonali De Rycker

    IRN SXD01445

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (10 Jul 2008 to 8 Dec 2019)
    • CF30 Customer (10 Jul 2008 to 8 Dec 2019)
  • Stuart Paul Hanbury

    IRN SPH01203

    • [FCA CF] Significant management (since 30 Mar 2023)
    • [FCA CF] Client dealing (since 30 Mar 2023)
    • SMF16 Compliance Oversight (since 16 Aug 2021)
    • SMF27 Partner (23 Feb 2021 to 30 Mar 2023)
  • Ulrika Helena Werdelin

    IRN UHW01002

    • SMF27 Partner (9 Dec 2019 to 2 Sep 2020)
    • CF30 Customer (1 Nov 2018 to 8 Dec 2019)
    • CF4 Partner (1 Nov 2018 to 8 Dec 2019)
  • Varun Purandare

    IRN VXP00106

    • [FCA CF] Client dealing (31 Mar 2022 to 31 Dec 2023)
  • William Jonathan Owen Sheldon

    IRN WJS01083

    • [FCA CF] Client dealing (31 Mar 2021 to 17 Feb 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Nir Blumberger (no longer appointed)

    FRN 793732 · Appointed 9 Nov 2017 · Until 30 Sep 2018

  • Kevin Comolli (no longer appointed)

    FRN 768672 · Appointed 5 Jan 2017 · Until 7 Dec 2021 · Tied agent

  • Bruce Golden (no longer appointed)

    FRN 609107 · Appointed 22 Oct 2013 · Until 7 Dec 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.