Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (26 Aug 2021 to 30 Nov 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (26 Aug 2021 to 30 Nov 2025)
- SMF27 Partner (9 Dec 2019 to 31 Dec 2025)
- CF4 Partner (30 Nov 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (16 Nov 2016 to 1 Sep 2017)
- CF11 Money Laundering Reporting (16 Nov 2016 to 1 Sep 2017)
- CF28 Systems and controls (15 Jun 2016 to 8 Dec 2019)
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- Responsible for Insurance Mediation (9 Aug 2013 to 31 Jul 2014)
- CF1 Director (14 May 2009 to 7 May 2014)
- CF10 Compliance Oversight (14 May 2009 to 28 Aug 2012)
- CF3 Chief Executive (14 May 2009 to 31 Jul 2014)
- CF30 Customer (14 May 2009 to 31 Jul 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.