Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arrowgrass Capital Partners LLP (no longer approved here)

    FRN 413647

    • SMF16 Compliance Oversight (26 Aug 2021 to 30 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (26 Aug 2021 to 30 Nov 2025)
    • SMF27 Partner (9 Dec 2019 to 31 Dec 2025)
    • CF4 Partner (30 Nov 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Nov 2016 to 1 Sep 2017)
    • CF11 Money Laundering Reporting (16 Nov 2016 to 1 Sep 2017)
    • CF28 Systems and controls (15 Jun 2016 to 8 Dec 2019)
  • Harbour Litigation Funding Ltd (no longer approved here)

    FRN 493877

    • Responsible for Insurance Mediation (9 Aug 2013 to 31 Jul 2014)
    • CF1 Director (14 May 2009 to 7 May 2014)
    • CF10 Compliance Oversight (14 May 2009 to 28 Aug 2012)
    • CF3 Chief Executive (14 May 2009 to 31 Jul 2014)
    • CF30 Customer (14 May 2009 to 31 Jul 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.