JPMorgan Asset Management (UK) Limited

• Principal Place of Business

  J P Morgan, 60 Victoria Embankment

  London

  City Of London

  EC4Y 0JP

  UNITED KINGDOM

  Phone

  +440800204020

  Web

  https://am.jpmorgan.com/gb/en/asset-management/gim/welcome

• Complaints Contact

  J P Morgan, 60 Victoria Embankment

  London

  City Of London

  EC4Y 0JP

  UNITED KINGDOM

  Phone

  +440800204020

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Myles Bradshaw

  IRN MEB01060

  • [FCA CF] Manager of certification employee (since 23 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (27 Jul 2020 to 17 Oct 2022)
  • CF30 Customer (15 Nov 2019 to 8 Dec 2019)
• Nadia Grant

  IRN NXB01333

  • CF30 Customer (26 Nov 2010 to 6 Dec 2013)
  • CF27 Investment Management (14 Dec 2004 to 31 Oct 2007)
• Nandini Ramakrishnan

  IRN NXR17204

  • [FCA CF] Client dealing (23 Jul 2024 to 1 Mar 2026)
  • CF30 Customer (13 Jul 2019 to 8 Dec 2019)
• Nandini Srivastava

  IRN NXS01858

  • [FCA CF] Client dealing (since 25 Apr 2024)
  • [FCA CF] Manager of certification employee (14 Jun 2022 to 4 Aug 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 1 Mar 2024)
  • CF30 Customer (13 Mar 2018 to 8 Dec 2019)
• Natalia Bucci

  IRN NXB01396

  • CF30 Customer (1 Nov 2007 to 24 May 2019)
  • CF27 Investment Management (18 Dec 2006 to 31 Oct 2007)
• Natalie Peers

  IRN NEW01033

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2020)
  • CF30 Customer (29 Jan 2016 to 8 Dec 2019)
• Natasha Lucia Ginks

  IRN NLG01006

  • CF27 Investment Management (16 Apr 2002 to 28 Aug 2002)
• Natasha Petiton

  IRN NXP15020

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Aug 2023)
  • CF30 Customer (16 May 2019 to 8 Dec 2019)
• Naveen Bharat Joshi

  IRN NBJ01005

  • CF30 Customer (26 Jun 2015 to 18 Mar 2016)
• Naveen Kumar

  IRN NXK09201

  • [FCA CF] Manager of certification employee (4 Feb 2021 to 22 Dec 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Dec 2022)
  • CF30 Customer (12 Dec 2018 to 8 Dec 2019)

No changes recorded yet.