Naveen Bharat Joshi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Bank of New York Mellon (no longer approved here)
FRN 122467
- [FCA CF] Client dealing (18 Feb 2022 to 16 Sep 2024)
J.P. Morgan Investment Management Inc (no longer approved here)
FRN 119267
- CF30 Customer (26 Jun 2015 to 18 Mar 2016)
JPMorgan Asset Management (UK) Limited (no longer approved here)
FRN 119337
- CF30 Customer (26 Jun 2015 to 18 Mar 2016)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF30 Customer (26 Jun 2015 to 6 Mar 2016)
Insight Investment International Limited (no longer approved here)
FRN 416024
- CF30 Customer (15 May 2009 to 9 Aug 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.