Nadia Grant

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA INVESTMENT MANAGERS UK LIMITED

    FRN 119368

    • [FCA CF] Manager of certification employee (since 1 Jan 2026)
    • [FCA CF] Material risk taker (since 1 Jan 2026)
    • [FCA CF] Client dealing (since 1 Jan 2026)
  • BNP Paribas Asset Management UK Limited (no longer approved here)

    FRN 170064

    • [FCA CF] Material risk taker (2 Jan 2024 to 31 Dec 2025)
    • [FCA CF] Manager of certification employee (4 Apr 2022 to 31 Dec 2025)
    • [FCA CF] Client dealing (4 Apr 2022 to 31 Dec 2025)
  • Capital International Limited (no longer approved here)

    FRN 119193

    • [FCA CF] Client dealing (19 Oct 2020 to 10 Feb 2022)
  • Threadneedle Asset Management Limited (no longer approved here)

    FRN 122194

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Oct 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Oct 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Oct 2020)
    • CF30 Customer (10 Mar 2014 to 8 Dec 2019)
  • Threadneedle International Limited (no longer approved here)

    FRN 143014

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Oct 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Oct 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 16 Oct 2020)
    • CF30 Customer (10 Mar 2014 to 8 Dec 2019)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF30 Customer (26 Nov 2010 to 6 Dec 2013)
    • CF27 Investment Management (14 Dec 2004 to 31 Oct 2007)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF30 Customer (26 Nov 2010 to 6 Dec 2013)
    • CF27 Investment Management (14 Dec 2004 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 1 Jun 2008)
    • CF27 Investment Management (14 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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