Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Client dealing (since 29 May 2024)
- [FCA CF] Manager of certification employee (since 13 Dec 2023)
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JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Manager of certification employee (since 23 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (27 Jul 2020 to 17 Oct 2022)
- CF30 Customer (15 Nov 2019 to 8 Dec 2019)
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J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Manager of certification employee (since 23 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (15 Nov 2019 to 8 Dec 2019)
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- CF30 Customer (1 Oct 2009 to 9 Jan 2015)
- CF21 Investment Adviser (23 Feb 2007 to 31 Oct 2007)
- CF27 Investment Management (23 Feb 2007 to 31 Oct 2007)
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- CF27 Investment Management (18 Apr 2005 to 1 Dec 2006)
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- CF27 Investment Management (1 Dec 2001 to 1 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.