J.P. Morgan SE
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
J P Morgan Chase25 Bank StreetLondonTower HamletsE14 5JPUNITED KINGDOM- Phone
- +442077427111
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Complaints Contact
60 Victoria EmbankmentLondonEC4Y 0JPUNITED KINGDOM- Phone
- +442034936947
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Eligible Counterparty, Retail (Investment), Deposit
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Buy-to-Let Mortgage Admin
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Buy-to-Let Mortgage Lending
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Mortgage Servicing
For Customer, Regulated mortgage contract
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Investment Advice (no pensions)
For Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm may not carry out this Activity in relation to the Investment Type "Binary Bet" when dealing with retail clients.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm may not carry out this Activity in relation to the Investment Type "Binary Bet" when dealing with retail clients.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm may not carry out this Activity in relation to the Investment Type "Binary Bet" when dealing with retail clients.
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Buy-to-Let Start Date
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Buy-to-Let Status
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Trade Settlement Routing
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Credit Brokering
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm may not carry out this Activity in relation to the Investment Type "Binary Bet" when dealing with retail clients.
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Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm may not carry out this Activity in relation to the Investment Type "Binary Bet" when dealing with retail clients.
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Mortgage Lending
For Customer, Regulated mortgage contract
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Consumer Loans
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Loan Servicing
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm may not carry out this Activity in relation to the Investment Type "Binary Bet" when dealing with retail clients.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm may not carry out this Activity in relation to the Investment Type "Binary Bet" when dealing with retail clients.
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Holds Your Assets
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm may not carry out this Activity in relation to the Investment Type "Binary Bet" when dealing with retail clients.
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Electronic Trade Settlement
For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Hong Hoa Anna Nguyen
IRN HHN01007
- [FCA CF] Client dealing (13 Nov 2020 to 1 Sep 2021)
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Hung Khoo
IRN GXK00208
- [FCA CF] Client dealing (since 4 Jun 2025)
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Huw Roberts
IRN HXR01229
- [FCA CF] Manager of certification employee (25 Feb 2021 to 19 May 2021)
- [FCA CF] Client dealing (16 Nov 2020 to 19 May 2021)
- [FCA CF] Material risk taker (16 Nov 2020 to 19 May 2021)
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Ian Andrew John Edwards
IRN IAE01002
- [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jul 2020)
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Ian Browring
IRN IMB01062
- [FCA CF] Manager of certification employee (22 Jan 2022 to 30 Oct 2025)
- [FCA CF] Client dealing (22 Jan 2022 to 30 Oct 2025)
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Ian Green
IRN IMG01050
- SMF4 Chief Risk (since 20 Jan 2022)
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Indre Skripkauskaite
IRN IXS00354
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 3. Giving personal recommendations on derivatives
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 13. Giving personal recommendations on and dealing with derivatives
- [FCA CF] Functions requiring qualifications (since 11 Dec 2025)
- [FCA CF] Client dealing (since 11 Dec 2025)
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Ines Marco
IRN MXI00019
- [FCA CF] Client dealing (26 Jul 2022 to 1 Apr 2025)
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Iosif Dassyras
IRN IXD01289
- [FCA CF] Client dealing (5 Nov 2020 to 15 Nov 2021)
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Irene Lozoya
IRN IXL45686
- [FCA CF] Client dealing (22 Jan 2022 to 1 Sep 2022)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.