Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 7 Oct 2020)
- [FCA CF] Manager of certification employee (since 7 Oct 2020)
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J.P. Morgan Europe Limited
FRN 124579
- [FCA CF] Client dealing (since 28 Nov 2016)
- [FCA CF] Manager of certification employee (since 28 Nov 2016)
- CF30 Customer (10 Nov 2011 to 18 Jul 2014)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (5 Oct 2004 to 31 Oct 2007)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF26 Customer Trading (8 Aug 2005 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (22 Jan 2022 to 30 Oct 2025)
- [FCA CF] Client dealing (22 Jan 2022 to 30 Oct 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.