Huw Roberts

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Balyasny Asset Management (UK) LLP (no longer approved here)

    FRN 403302

    • [FCA CF] Manager of certification employee (29 Sep 2023 to 1 Mar 2025)
    • [FCA CF] Client dealing (13 Feb 2023 to 1 Mar 2025)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Algorithmic trading (26 Jul 2021 to 9 Jan 2023)
    • [FCA CF] Material risk taker (18 May 2021 to 9 Jan 2023)
    • [FCA CF] Client dealing (18 May 2021 to 9 Jan 2023)
    • [FCA CF] Manager of certification employee (18 May 2021 to 9 Jan 2023)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Algorithmic trading (26 Jul 2021 to 9 Jan 2023)
    • [FCA CF] Material risk taker (18 May 2021 to 9 Jan 2023)
    • [FCA CF] Manager of certification employee (18 May 2021 to 9 Jan 2023)
    • [FCA CF] Client dealing (18 May 2021 to 9 Jan 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 19 May 2021)
    • [FCA CF] Material risk taker (8 Aug 2019 to 19 May 2021)
    • [FCA CF] Client dealing (14 Jun 2019 to 19 May 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 19 May 2021)
    • [FCA CF] Material risk taker (8 Aug 2019 to 19 May 2021)
    • [FCA CF] Client dealing (14 Jun 2019 to 19 May 2021)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 19 May 2021)
    • [FCA CF] Material risk taker (16 Nov 2020 to 19 May 2021)
    • [FCA CF] Client dealing (16 Nov 2020 to 19 May 2021)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (23 Aug 2017 to 8 Mar 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 8 Mar 2019)
    • CF30 Customer (16 Mar 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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