Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Manager of certification employee (since 2 Dec 2025)
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JPMorgan Funds Limited
FRN 119346
- [FCA CF] Manager of certification employee (since 2 Dec 2025)
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JPMorgan Chase Bank, National Association
FRN 124491
- SMF3 Executive Director (since 6 Feb 2025)
- SMF4 Chief Risk (since 16 Apr 2020)
- [FCA CF] Manager of certification employee (26 May 2016 to 16 Apr 2020)
- [FCA CF] Significant management (7 Mar 2016 to 16 Apr 2020)
- [FCA CF] Material risk taker (7 Mar 2016 to 16 Apr 2020)
- CF28 Systems and controls (30 Sep 2013 to 6 Mar 2016)
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J.P. Morgan Securities plc
FRN 155240
- SMF4 Chief Risk (since 21 Apr 2022)
- SMF18 Other Overall Responsibility (16 Apr 2020 to 21 Apr 2022)
- [FCA CF] Manager of certification employee (26 May 2016 to 16 Apr 2020)
- [FCA CF] Material risk taker (7 Mar 2016 to 16 Apr 2020)
- [FCA CF] Significant management (7 Mar 2016 to 16 Apr 2020)
- CF28 Systems and controls (30 Sep 2013 to 6 Mar 2016)
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J.P. Morgan SE
FRN 755066
- SMF4 Chief Risk (since 20 Jan 2022)
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J.P. Morgan Mansart Management Limited
FRN 586182
- [FCA CF] Manager of certification employee (since 24 Nov 2020)
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J.P. Morgan Europe Limited
FRN 124579
- SMF18 Other Overall Responsibility (since 16 Apr 2020)
Recent activity
Updates to this individual's record on the FCA register.
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