Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
25 Bank StreetCanary WharfLondonE14 5JPUNITED KINGDOM- Phone
- +442034936310
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Complaints Contact
25 Bank StreetLondonE14 5JPUNITED KINGDOM- Phone
- +4402034936310
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Trade Settlement Routing
For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Electronic Trade Settlement
For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Matthew Edward Fowles
IRN MEF01029
- (780)CF30 Customer (18 May 2009 to 14 Sep 2014)
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Matthew Fleet
IRN MXF00354
- (3214)[FCA CF] Manager of certification employee (7 Feb 2023 to 31 Jul 2024)
- (3213)[FCA CF] Client dealing (4 Jul 2022 to 31 Jul 2024)
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Matthew Gehl
IRN MMG01022
- (370)[FCA CF] Manager of certification employee (since 28 Feb 2024)
- (369)[FCA CF] Client dealing (since 22 Dec 2023)
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Matthew James Fleury
IRN MJF01240
- (347)CF30 Customer (1 Nov 2007 to 2 May 2008)
- (348)CF21 Investment Adviser (20 Dec 2006 to 31 Oct 2007)
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Matthew James Morey Tricks
IRN MJT01101
- (863)CF30 Customer (1 Nov 2007 to 2 May 2008)
- (864)CF21 Investment Adviser (4 Aug 2006 to 31 Oct 2007)
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Matthew James White
IRN MJW01281
- (98)CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2002)
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Matthew James Woodford
IRN MJW01466
- (2128)CF30 Customer (2 Jun 2008 to 30 Dec 2009)
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Matthew John Dawes
IRN MJD01447
- (48)[FCA CF] Client dealing (since 9 Dec 2019)
- (1647)CF30 Customer (17 Mar 2017 to 8 Dec 2019)
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Matthew Martin Little
IRN MML01020
- (2578)CF21 Investment Adviser (1 Dec 2001 to 24 Oct 2003)
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Matthew Paul Melling
IRN MPM01145
- (3427)SMF3 Executive Director (9 Dec 2019 to 21 Nov 2022)
- (3428)SMF2 Chief Finance (9 Dec 2019 to 8 Nov 2022)
- (3429)CF28 Systems and controls (13 May 2014 to 8 Dec 2019)
- (3430)CF1 Director (13 May 2014 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (958)[FCA CF] Client dealing
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controlled function added: (957)[FCA CF] Client dealing
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controlled function added: (956)[FCA CF] Client dealing
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controlled function added: (955)[FCA CF] Client dealing
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controlled function added: (954)[FCA CF] Client dealing
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controlled function added: (953)[FCA CF] Client dealing
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controlled function added: (952)[FCA CF] Manager of certification employee
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controlled function added: (951)[FCA CF] Client dealing
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controlled function added: (950)[FCA CF] Manager of certification employee
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controlled function added: (949)[FCA CF] Client dealing