Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 27 Jan 2026)
    • [FCA CF] Material risk taker (since 27 Jan 2026)
    • [FCA CF] Client dealing (since 14 Oct 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (23 Feb 2021 to 10 Jun 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (15 Mar 2019 to 8 Apr 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 10 Jan 2021)
    • CF30 Customer (15 Aug 2014 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (15 Mar 2019 to 8 Apr 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 10 Jan 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (24 Nov 2006 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (2 Jun 2008 to 30 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.