Matthew Martin Little

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

USS Investment Management Limited
FRN 564285
- [FCA CF] Client dealing (since 10 Jun 2022)
- [FCA CF] Manager of certification employee (since 19 Aug 2021)
Lloyds Bank Corporate Markets Plc (no longer approved here)
FRN 763256
- [FCA CF] Client dealing (13 Feb 2019 to 20 Nov 2019)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (24 Jul 2012 to 13 Mar 2013)
Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (24 Jul 2012 to 13 Mar 2013)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (1 Nov 2007 to 15 Apr 2008)
- CF21 Investment Adviser (11 Jul 2006 to 31 Oct 2007)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF21 Investment Adviser (1 Dec 2001 to 24 Oct 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.