Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
25 Bank StreetCanary WharfLondonE14 5JPUNITED KINGDOM- Phone
- +442034936310
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Complaints Contact
25 Bank StreetLondonE14 5JPUNITED KINGDOM- Phone
- +4402034936310
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Trade Settlement Routing
For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trades With You Directly
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Electronic Trade Settlement
For Professional, Eligible Counterparty, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Marc Baigneres
IRN MXB01534
- (2407)[FCA CF] Manager of certification employee (22 Feb 2021 to 4 Jul 2022)
- (2408)[FCA CF] Significant management (22 Feb 2021 to 4 Jul 2022)
- (2405)[FCA CF] Client dealing (22 Feb 2021 to 4 Jul 2022)
- (2406)[FCA CF] Material risk taker (22 Feb 2021 to 31 Dec 2021)
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Marc Beuoit Haguenauer
IRN MBH01026
- (286)CF21 Investment Adviser (1 Dec 2001 to 14 May 2002)
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Marc Carballo
IRN MXC00558
- (910)[FCA CF] Manager of certification employee (since 21 Feb 2025)
- (909)[FCA CF] Client dealing (since 28 Feb 2024)
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Marc Jean Louis Edmond Besson
IRN MJB01321
- (956)CF21 Investment Adviser (18 Feb 2003 to 12 May 2006)
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Marc Joseph Dalli
IRN MJD01183
- (2795)CF30 Customer (1 Nov 2007 to 26 May 2009)
- (2796)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Marc Lewell
IRN MEL01041
- (325)[FCA CF] Client dealing (since 17 Dec 2025)
- (326)[FCA CF] Manager of certification employee (since 3 Aug 2023)
- (2340)[FCA CF] Manager of certification employee (21 Sep 2020 to 1 Jul 2021)
- (2339)[FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2021)
- (2338)[FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2021)
- (2337)CF30 Customer (23 Aug 2018 to 8 Dec 2019)
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Marc Robert Kemp
IRN MRK01024
- (775)CF30 Customer (2 Jun 2008 to 30 Dec 2009)
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Marc Simon Iarchy
IRN MSI01002
- (3394)CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2002)
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Marc Sin Kian Ho
IRN MSH01105
- (789)CF30 Customer (2 Jun 2008 to 23 Apr 2009)
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Marc William Fleischman
IRN MWF01015
- (364)CF30 Customer (1 Nov 2007 to 8 May 2008)
- (365)CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (988)[FCA CF] Client dealing
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controlled function added: (987)[FCA CF] Manager of certification employee
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controlled function added: (986)[FCA CF] Client dealing
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controlled function added: (985)[FCA CF] Client dealing
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controlled function added: (984)[FCA CF] Client dealing
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controlled function added: (983)[FCA CF] Client dealing
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controlled function added: (982)[FCA CF] Client dealing
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controlled function added: (981)[FCA CF] Client dealing
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controlled function added: (980)[FCA CF] Client dealing
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controlled function added: (979)[FCA CF] Client dealing