Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (25 Feb 2021 to 22 Jan 2022)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (22 Feb 2021 to 4 Jul 2022)
    • [FCA CF] Material risk taker (22 Feb 2021 to 31 Dec 2021)
    • [FCA CF] Significant management (22 Feb 2021 to 4 Jul 2022)
    • [FCA CF] Client dealing (22 Feb 2021 to 4 Jul 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Significant management (22 Aug 2018 to 4 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 4 Jul 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Jul 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 4 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 26 Mar 2012)
    • CF21 Investment Adviser (24 Jun 2003 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Significant management (22 Aug 2018 to 4 Jul 2022)
    • [FCA CF] Client dealing (23 Jan 2018 to 4 Jul 2022)
    • [FCA CF] Manager of certification employee (19 Jan 2018 to 4 Jul 2022)
    • [FCA CF] Material risk taker (19 Jan 2018 to 4 Jul 2022)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Significant management (22 Aug 2018 to 4 Jul 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Jul 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 4 Jul 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 4 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (24 Jun 2003 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 24 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.