Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (25 Feb 2021 to 22 Jan 2022)
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- [FCA CF] Manager of certification employee (22 Feb 2021 to 4 Jul 2022)
- [FCA CF] Material risk taker (22 Feb 2021 to 31 Dec 2021)
- [FCA CF] Significant management (22 Feb 2021 to 4 Jul 2022)
- [FCA CF] Client dealing (22 Feb 2021 to 4 Jul 2022)
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- [FCA CF] Significant management (22 Aug 2018 to 4 Jul 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 4 Jul 2022)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Jul 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 4 Jul 2022)
- CF30 Customer (1 Nov 2007 to 26 Mar 2012)
- CF21 Investment Adviser (24 Jun 2003 to 31 Oct 2007)
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- [FCA CF] Significant management (22 Aug 2018 to 4 Jul 2022)
- [FCA CF] Client dealing (23 Jan 2018 to 4 Jul 2022)
- [FCA CF] Manager of certification employee (19 Jan 2018 to 4 Jul 2022)
- [FCA CF] Material risk taker (19 Jan 2018 to 4 Jul 2022)
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- [FCA CF] Significant management (22 Aug 2018 to 4 Jul 2022)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 4 Jul 2022)
- [FCA CF] Material risk taker (7 Mar 2016 to 4 Jul 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 4 Jul 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (24 Jun 2003 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 24 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.