Marc Lewell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Client dealing (since 17 Dec 2025)
    • [FCA CF] Manager of certification employee (since 3 Aug 2023)
    • [FCA CF] Manager of certification employee (21 Sep 2020 to 1 Jul 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jul 2021)
    • CF30 Customer (23 Aug 2018 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Material risk taker (since 29 Sep 2023)
    • [FCA CF] Manager of certification employee (since 6 Jul 2023)
    • [FCA CF] Client dealing (since 6 Jul 2023)
    • [FCA CF] Manager of certification employee (13 Sep 2018 to 1 Jul 2021)
    • [FCA CF] Material risk taker (4 Sep 2018 to 1 Jul 2021)
    • [FCA CF] Client dealing (23 Jul 2018 to 1 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 11 Aug 2015)
    • CF21 Investment Adviser (3 Aug 2004 to 31 Oct 2007)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 29 Sep 2023)
    • [FCA CF] Client dealing (since 6 Jul 2023)
    • [FCA CF] Manager of certification employee (since 6 Jul 2023)
    • [FCA CF] Manager of certification employee (13 Sep 2018 to 1 Jul 2021)
    • [FCA CF] Material risk taker (4 Sep 2018 to 1 Jul 2021)
    • [FCA CF] Client dealing (23 Jul 2018 to 1 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 11 Aug 2015)
    • CF21 Investment Adviser (3 Aug 2004 to 31 Oct 2007)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (4 Jan 2021 to 1 Jul 2021)
    • [FCA CF] Material risk taker (4 Jan 2021 to 1 Jul 2021)
    • [FCA CF] Manager of certification employee (4 Jan 2021 to 1 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

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