Marc William Fleischman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (17 Aug 2009 to 18 Mar 2013)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (17 Aug 2009 to 18 Mar 2013)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (27 Jun 2008 to 7 May 2009)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF30 Customer (27 Jun 2008 to 7 May 2009)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (1 Nov 2007 to 8 May 2008)
- CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (20 May 2004 to 25 May 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.