J.P. Morgan Investment Management Inc

• Principal Place of Business

  270 Park Ave

  New York

  NY

  10017-2014

  UNITED STATES OF AMERICA

  Phone

  +18003431113

  Web

  https://am.jpmorgan.com/gb/en/asset-management/gim/welcome

• Complaints Contact

  J P Morgan, 60 Victoria Embankment

  London

  City Of London

  EC4Y 0JP

  UNITED KINGDOM

  Phone

  +440800204020

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Edmund Richard Adamson Brandt

  IRN ERB01008

  • CF30 Customer (1 Nov 2007 to 19 Feb 2013)
  • CF27 Investment Management (2 Apr 2002 to 31 Oct 2007)
• Eduardo Azevedo Alhadeff

  IRN EXA01349

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Feb 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2020)
  • CF30 Customer (13 Apr 2013 to 8 Dec 2019)
• Edward Adrian-Smith

  IRN EXA01514

  • CF30 Customer (7 Dec 2017 to 8 Dec 2019)
• Edward Alexander Humpherus Malcolm

  IRN EAM01101

  • CF30 Customer (17 Jan 2019 to 8 Dec 2019)
• Edward Greaves

  IRN EJG01057

  • [FCA CF] Manager of certification employee (since 20 Aug 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Oct 2015 to 8 Dec 2019)
• Edward Hezlet

  IRN ESH01039

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Aug 2024)
  • CF30 Customer (28 Aug 2018 to 8 Dec 2019)
• Edward Peter Walker

  IRN EPW01005

  • CF30 Customer (1 Nov 2007 to 19 Feb 2013)
  • CF27 Investment Management (2 Apr 2002 to 31 Oct 2007)
• Edward Setian

  IRN EXS00328

  • [FCA CF] Client dealing (6 Jul 2023 to 19 Oct 2023)
• Eita Oyama

  IRN EXO01027

  • CF27 Investment Management (2 Apr 2002 to 31 Jan 2003)
• Elaine Joy Clements

  IRN EJC01082

  • CF11 Money Laundering Reporting (27 Jun 2006 to 22 Nov 2017)
  • CF10 Compliance Oversight (27 Jun 2006 to 28 Mar 2019)

No changes recorded yet.