Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Feb 2020)
    • CF30 Customer (13 Apr 2013 to 8 Dec 2019)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Feb 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Feb 2020)
    • CF30 Customer (13 Apr 2013 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (5 Nov 2018 to 14 Feb 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 14 Feb 2020)
    • CF30 Customer (13 Apr 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.