JP Maxwell Financial Management Ltd

• Principal Place of Business

  6 Albert Street

  Aberdeen

  Aberdeenshire

  AB25 1XQ

  UNITED KINGDOM

  Phone

  +441224587024

  Web

  https://www.jpmaxwell.co.uk

• Complaints Contact

  6 Albert Street

  Aberdeen

  Aberdeenshire

  AB25 1XQ

  UNITED KINGDOM

  Phone

  +441224587024

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alistair David Webster

  IRN AXW00018

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Andrew Gair Johnston

  IRN AGJ00010

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 18 Nov 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Jun 2024)
  • CF1 Director (AR) (18 Sep 2017 to 12 Jun 2024)
  • CF30 Customer (18 Sep 2017 to 12 Jun 2024)
• David Caie

  IRN DXC01861

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 May 2026)
  • SMF3 Executive Director (since 1 May 2026)
  • Responsibility for MCD Intermediation (since 1 May 2026)
  • SMF16 Compliance Oversight (since 1 May 2026)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (20 Sep 2017 to 8 Dec 2019)
• David George McAllan

  IRN DGM00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (20 Sep 2017 to 8 Dec 2019)
• Douglas Blanchard

  IRN DXB01793

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 15 Jul 2025)
  • [FCA CF] Client dealing (since 15 Jul 2025)
• Ewan David McCallum

  IRN EXM00026

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Sep 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• James Alexander Cameron Chorley

  IRN JXC29099

  • [FCA CF] Client dealing (24 Aug 2022 to 30 Dec 2022)
  • [FCA CF] Functions requiring qualifications (24 Aug 2022 to 30 Dec 2022)
  • Appointed representative dealing with clients for which they require qualification (7 Jan 2020 to 30 Dec 2022)
• John Hastings Rennie

  IRN JHR00017

  • [FCA CF] Functions requiring qualifications (18 Nov 2022 to 22 Aug 2025)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Sep 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Aug 2025)
  • CF1 Director (AR) (18 Sep 2017 to 6 Sep 2024)
  • CF30 Customer (18 Sep 2017 to 6 Sep 2024)
• Peter Gilpin

  IRN PXG20831

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Oct 2020)
  • CF30 Customer (27 Sep 2019 to 30 Oct 2020)
• Sara Kate McCrudden

  IRN SKD01011

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (AR) (since 15 Sep 2017)
  • CF30 Customer (since 11 Sep 2017)

• JP Maxwell Wealth Management Ltd

  FRN 788774 · Appointed 13 Sep 2017

• Andy Johnston Wealth Management Limited (no longer appointed)

  FRN 777868 · Appointed 13 Sep 2017 · Until 27 Jun 2024

• Hastings Financial (Aberdeen) Ltd (no longer appointed)

  FRN 746132 · Appointed 13 Sep 2017 · Until 10 Sep 2024

No changes recorded yet.