Andrew Gair Johnston

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JP Maxwell Financial Management Ltd

    FRN 782133

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Nov 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Jun 2024)
    • CF30 Customer (18 Sep 2017 to 12 Jun 2024)
    • CF1 Director (AR) (18 Sep 2017 to 12 Jun 2024)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (5 Mar 2008 to 30 Dec 2013)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2013)
    • CF21 Investment Adviser (30 Nov 2004 to 31 Oct 2007)
    • CF4 Partner (AR) (30 Nov 2004 to 5 Mar 2008)
  • Andy Johnston Limited (no longer approved here)

    FRN 403412

    • (2)Employed By (30 Nov 2004 to 30 Dec 2013)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.