Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 26 Jan 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Dec 2019)
  • JP Maxwell Financial Management Ltd (no longer approved here)

    FRN 782133

    • [FCA CF] Client dealing (24 Aug 2022 to 30 Dec 2022)
    • [FCA CF] Functions requiring qualifications (24 Aug 2022 to 30 Dec 2022)
    • Appointed representative dealing with clients for which they require qualification (7 Jan 2020 to 30 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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