Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JP Maxwell Financial Management Ltd (no longer approved here)

    FRN 782133

    • [FCA CF] Functions requiring qualifications (18 Nov 2022 to 22 Aug 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Aug 2025)
    • CF1 Director (AR) (18 Sep 2017 to 6 Sep 2024)
    • CF30 Customer (18 Sep 2017 to 6 Sep 2024)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF1 Director (AR) (12 May 2016 to 4 Nov 2016)
    • CF30 Customer (12 May 2016 to 4 Nov 2016)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF21 Investment Adviser (1 Dec 2001 to 27 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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