Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (18 Nov 2022 to 22 Aug 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Sep 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 22 Aug 2025)
- CF1 Director (AR) (18 Sep 2017 to 6 Sep 2024)
- CF30 Customer (18 Sep 2017 to 6 Sep 2024)
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- CF1 Director (AR) (12 May 2016 to 4 Nov 2016)
- CF30 Customer (12 May 2016 to 4 Nov 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 27 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.