Date authorised
1 April 2013
Companies House
01079593
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Elmwood House
    Ghyll Royd
    Guiseley
    Leeds
    West Yorkshire
    LS20 9LT
    UNITED KINGDOM
    Phone
    +441943876631
  • Complaints Contact

    Elmwood House
    Ghyll Royd
    Guiseley
    Leeds
    West Yorkshire
    LS20 9LT
    UNITED KINGDOM
    Phone
    +441943876631

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Helena Mary MacNab

    IRN HMM00014

    • CF30 Customer (1 Apr 2014 to 1 May 2018)
  • Ian Cockroft

    IRN IXC01217

    • CF1 Director (15 Oct 2009 to 11 Nov 2011)
  • Ian Michael Vinall

    IRN IMV01004

    • [FCA CF] Significant management (since 2 Mar 2026)
    • Director of firm who is not a certification employee or a SMF manager (since 2 Mar 2026)
    • SMF3 Executive Director (9 Dec 2019 to 20 Oct 2021)
    • CF1 Director (25 Jun 2019 to 8 Dec 2019)
  • Joan Margaret Glendinning

    IRN JMG00042

    • CF1 Director (1 Dec 2001 to 20 Mar 2006)
  • John Darron Whitehead

    IRN JDW01102

    • CF21 Investment Adviser (2 Feb 2005 to 8 Oct 2007)
  • John Francis Maxted

    IRN JFM00027

    • CF1 Director (AR) (since 10 May 2024)
  • John Michael Glendinning

    IRN JMG00041

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jan 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Oct 2002)
    • CF1 Director (1 Dec 2001 to 31 Mar 2006)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Oct 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Oct 2002)
  • Jonathan Ashley Waterton

    IRN JAW01356

    • CF30 Customer (7 Feb 2018 to 1 May 2018)
  • Karen Malin

    IRN KXM01332

    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Sep 2006)
    • CF11 Money Laundering Reporting (6 Jan 2005 to 1 Sep 2006)
    • CF10 Compliance Oversight (6 Jan 2005 to 1 Sep 2006)
    • CF8 Apportionment and Oversight (6 Jan 2005 to 1 Sep 2006)
    • CF1 Director (1 Oct 2002 to 1 Sep 2006)
  • Kathren Wright

    IRN KXW01637

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (5 Mar 2021 to 6 Apr 2022)
    • CF11 Money Laundering Reporting (1 Apr 2017 to 25 May 2018)
    • CF1 Director (1 Apr 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.