Jonathan Ashley Waterton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DNA Financial Solutions Limited (no longer approved here)
FRN 926435
- [FCA CF] Functions requiring qualifications (3 Oct 2022 to 17 Oct 2022)
Openwork Limited (no longer approved here)
FRN 408285
- Appointed representative dealing with clients for which they require qualification (11 Aug 2021 to 29 Apr 2022)
REGENTIA LIFESTYLE PLANNING LTD (no longer approved here)
FRN 413890
- [FCA CF] Functions requiring qualifications (12 Dec 2019 to 9 Jan 2020)
JMG Insurance Brokers Limited (no longer approved here)
FRN 116687
- CF30 Customer (7 Feb 2018 to 1 May 2018)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (9 Nov 2016 to 3 Jan 2018)
Windsor Wealth Management Ltd (no longer approved here)
FRN 176837
- Employed By (9 Nov 2016 to 3 Jan 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.