John Darron Whitehead

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (24 Jan 2018 to 8 Dec 2019)
  • JMG Insurance Brokers Limited (no longer approved here)

    FRN 116687

    • CF21 Investment Adviser (2 Feb 2005 to 8 Oct 2007)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF22 Investment Adviser (Trainee) (14 Jan 2005 to 11 Feb 2005)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF22 Investment Adviser (Trainee) (14 Jan 2005 to 11 Feb 2005)
  • Legal & General Partnership Services Limited (no longer approved here)

    FRN 300792

    • CF22 Investment Adviser (Trainee) (14 Jan 2005 to 14 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

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