Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Responsible for Insurance Mediation (14 Jan 2005 to 1 Sep 2006)
- CF10 Compliance Oversight (6 Jan 2005 to 1 Sep 2006)
- CF11 Money Laundering Reporting (6 Jan 2005 to 1 Sep 2006)
- CF8 Apportionment and Oversight (6 Jan 2005 to 1 Sep 2006)
- CF1 Director (1 Oct 2002 to 1 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.