JEFFERIES INTERNATIONAL LIMITED

FRN: 139253
Date authorised: 1 April 2013
Companies House: 01978621
Last scraped: 3 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

100 Bishopsgate

London

EC2N 4JL

UNITED KINGDOM

Phone

+442070298000

Web

https://www.jefferies.com
Complaints Contact

100 Bishopsgate

London

EC2N 4JL

UNITED KINGDOM

Phone

+442070298000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Retail (Investment), Professional, Eligible Counterparty
Investment Advice (no pensions)

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Patrick Morley Dunn
IRN PMD01158
- (2000)CF30 Customer (11 Dec 2018 to 8 Dec 2019)
Patryk Kris Dyjecinski
IRN PKD01004
- (2507)CF30 Customer (22 Oct 2010 to 19 Oct 2015)
Paul Abitbol
IRN PMA01051
- (79)[FCA CF] Material risk taker (since 9 Jan 2025)
- (78)[FCA CF] Client dealing (since 23 Sep 2021)
- (2059)[FCA CF] Material risk taker (23 Sep 2021 to 2 Oct 2023)
Paul Christopher Bundred
IRN PCB01072
- (468)[FCA CF] Client dealing (since 1 Feb 2021)
- (2433)CF30 Customer (24 Nov 2018 to 8 Dec 2019)
Paul Conolly Nicholls
IRN PCN01008
- (1130)[FCA CF] Client dealing (1 Feb 2021 to 20 Sep 2023)
- (1131)[FCA CF] Material risk taker (1 Feb 2021 to 15 May 2023)
- (1132)[FCA CF] Significant management (1 Feb 2021 to 15 May 2023)
- (1129)CF30 Customer (28 Feb 2012 to 8 Dec 2019)
Paul Crouch
IRN PXC01549
- (303)[FCA CF] Material risk taker (since 14 Jan 2025)
- (304)[FCA CF] Manager of certification employee (since 14 Jan 2025)
- (305)[FCA CF] Significant management (since 14 Jan 2025)
- (302)[FCA CF] Client dealing (since 1 Feb 2021)
- (1116)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
- (1115)CF30 Customer (11 Sep 2014 to 8 Dec 2019)
Paul Davies Jones
IRN PXD01205
- (1797)CF30 Customer (1 Nov 2007 to 18 Jan 2011)
- (1798)CF21 Investment Adviser (25 Oct 2007 to 31 Oct 2007)
Paul Eastwood
IRN PXE01063
- (626)CF30 Customer (7 Mar 2014 to 10 Mar 2015)
Paul Edward Atfield
IRN PEA01018
- (1093)[FCA CF] Manager of certification employee (1 Feb 2021 to 15 Feb 2023)
- (1092)[FCA CF] Material risk taker (1 Feb 2021 to 15 Feb 2023)
- (1091)[FCA CF] Client dealing (1 Feb 2021 to 15 Feb 2023)
- (1090)CF30 Customer (17 Jan 2019 to 8 Dec 2019)
Paul Frankel
IRN PXF01103
- (442)[FCA CF] Significant management (since 1 Feb 2021)
- (440)[FCA CF] Client dealing (since 1 Feb 2021)
- (441)[FCA CF] Manager of certification employee (since 1 Feb 2021)
- (2090)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
- (2089)CF30 Customer (10 Feb 2012 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (885)SMF2 Chief Finance
3 days ago
controlled function added: (884)SMF4 Chief Risk
3 days ago
controlled function added: (883)[FCA CF] Client dealing
3 days ago
controlled function added: (882)[FCA CF] Client dealing
3 days ago
controlled function added: (881)[FCA CF] Client dealing
3 days ago
controlled function added: (880)[FCA CF] Client dealing
3 days ago
controlled function added: (879)[FCA CF] Client dealing
3 days ago
controlled function added: (878)[FCA CF] Client dealing
3 days ago
controlled function added: (877)[FCA CF] Significant management
3 days ago
controlled function added: (876)[FCA CF] Manager of certification employee

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.