Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 14 Jan 2025)
    • [FCA CF] Significant management (since 14 Jan 2025)
    • [FCA CF] Manager of certification employee (since 14 Jan 2025)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • [FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • CF30 Customer (11 Sep 2014 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 3 Jun 2014)
    • CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (14 Mar 2005 to 14 May 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (14 Mar 2005 to 14 May 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (14 Nov 2003 to 22 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.