Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JEFFERIES INTERNATIONAL LIMITED
FRN 139253
- [FCA CF] Material risk taker (since 14 Jan 2025)
- [FCA CF] Significant management (since 14 Jan 2025)
- [FCA CF] Manager of certification employee (since 14 Jan 2025)
- [FCA CF] Client dealing (since 1 Feb 2021)
- [FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
- CF30 Customer (11 Sep 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 3 Jun 2014)
- CF21 Investment Adviser (4 Jun 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (14 Mar 2005 to 14 May 2007)
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- CF21 Investment Adviser (14 Mar 2005 to 14 May 2007)
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- CF21 Investment Adviser (14 Nov 2003 to 22 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.