Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Feb 2021 to 15 Feb 2023)
- [FCA CF] Manager of certification employee (1 Feb 2021 to 15 Feb 2023)
- [FCA CF] Material risk taker (1 Feb 2021 to 15 Feb 2023)
- CF30 Customer (17 Jan 2019 to 8 Dec 2019)
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- CF30 Customer (2 Jun 2008 to 6 Mar 2016)
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- CF30 Customer (2 Jun 2008 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 9 Dec 2018)
- CF26 Customer Trading (9 May 2007 to 15 May 2007)
- CF21 Investment Adviser (26 Apr 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (11 Mar 2004 to 19 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.