Paul Davies Jones

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Client dealing (since 23 Nov 2023)
    • [FCA CF] Manager of certification employee (23 Nov 2023 to 19 Nov 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Oct 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 22 Aug 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Oct 2023)
    • CF30 Customer (18 Apr 2011 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Oct 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Oct 2023)
    • [FCA CF] Material risk taker (7 Mar 2016 to 22 Aug 2022)
    • CF30 Customer (18 Apr 2011 to 6 Mar 2016)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (1 Nov 2007 to 18 Jan 2011)
    • CF21 Investment Adviser (25 Oct 2007 to 31 Oct 2007)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • CF21 Investment Adviser (17 Aug 2007 to 5 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.