JEFFERIES INTERNATIONAL LIMITED

Date authorised
1 April 2013
Companies House
01978621
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +442070298000
    Web
    https://www.jefferies.com

  • Complaints Contact

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +442070298000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Fleming

    IRN NXF00202

    • (572)[FCA CF] Significant management (since 19 Feb 2025)
  • Neil Gordon Winward

    IRN NGW01026

    • (1636)[FCA CF] Client dealing (10 Feb 2020 to 14 Dec 2022)
    • (1638)[FCA CF] Manager of certification employee (10 Feb 2020 to 26 Nov 2021)
    • (1637)[FCA CF] Material risk taker (10 Feb 2020 to 14 Dec 2022)
  • Neil Stuart Whitelaw

    IRN NSW01026

    • (2550)CF30 Customer (1 Nov 2007 to 11 Apr 2008)
    • (2552)CF21 Investment Adviser (24 Mar 2003 to 31 Oct 2007)
    • (2551)CF26 Customer Trading (22 Jan 2003 to 19 Jun 2006)
  • Neville Atha

    IRN NXA01511

    • (96)[FCA CF] Manager of certification employee (since 27 Nov 2023)
    • (95)[FCA CF] Client dealing (since 1 Feb 2021)
    • (2175)CF30 Customer (5 Nov 2015 to 8 Dec 2019)
  • Nian Qi Tang

    IRN NXT00077

    • (1388)[FCA CF] Client dealing (29 Sep 2020 to 19 Oct 2023)
  • Nicholas Andrew Albion Sharp

    IRN NAS01163

    • (45)[FCA CF] Significant management (since 29 Oct 2024)
  • Nicholas Charles Turner

    IRN NCT01027

    • (585)CF21 Investment Adviser (1 Dec 2001 to 23 Dec 2005)
  • Nicholas Chisnell

    IRN NXC00200

    • (825)[FCA CF] Significant management (since 10 Jun 2021)
  • Nicholas Cogswell

    IRN NXC01219

    • (1155)CF30 Customer (14 Jul 2015 to 9 Jul 2016)
  • Nicholas David Adams

    IRN NDA01013

    • (1632)CF30 Customer (24 Feb 2012 to 7 Nov 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (885)SMF2 Chief Finance

  2. controlled function added: (884)SMF4 Chief Risk

  3. controlled function added: (883)[FCA CF] Client dealing

  4. controlled function added: (882)[FCA CF] Client dealing

  5. controlled function added: (881)[FCA CF] Client dealing

  6. controlled function added: (880)[FCA CF] Client dealing

  7. controlled function added: (879)[FCA CF] Client dealing

  8. controlled function added: (878)[FCA CF] Client dealing

  9. controlled function added: (877)[FCA CF] Significant management

  10. controlled function added: (876)[FCA CF] Manager of certification employee

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