Neil Gordon Winward

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Client dealing (10 Feb 2020 to 14 Dec 2022)
    • [FCA CF] Manager of certification employee (10 Feb 2020 to 26 Nov 2021)
    • [FCA CF] Material risk taker (10 Feb 2020 to 14 Dec 2022)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • CF30 Customer (27 Feb 2015 to 8 Dec 2019)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF27 Investment Management (4 Jul 2003 to 30 Jun 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.