Neil Stuart Whitelaw

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vantage Capital Markets LLP (no longer approved here)

    FRN 416697

    • SMF27 Partner (3 Mar 2020 to 30 Apr 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
    • CF30 Customer (7 Jun 2010 to 8 Dec 2019)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (9 May 2008 to 7 Jun 2010)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (1 Nov 2007 to 11 Apr 2008)
    • CF21 Investment Adviser (24 Mar 2003 to 31 Oct 2007)
    • CF26 Customer Trading (22 Jan 2003 to 19 Jun 2006)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF26 Customer Trading (28 May 2002 to 19 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.