JEFFERIES INTERNATIONAL LIMITED

Date authorised
1 April 2013
Companies House
01978621
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +442070298000
    Web
    https://www.jefferies.com

  • Complaints Contact

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +442070298000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Retail (Investment), Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Rights to or interests in investments (Security), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven James Goff

    IRN SJG01159

    • (1671)CF30 Customer (1 Nov 2007 to 12 Aug 2019)
    • (1672)CF21 Investment Adviser (31 Mar 2006 to 31 Oct 2007)
  • Steven Richard Hulett

    IRN SXH01328

    • (826)CF30 Customer (2 Jul 2009 to 30 Jun 2016)
  • Steven Tubb

    IRN SXT01792

    • (59)[FCA CF] Manager of certification employee (since 21 Nov 2023)
    • (58)[FCA CF] Client dealing (since 5 Oct 2022)
  • Stoyko Moev

    IRN SIM01032

    • (102)CF30 Customer (28 Mar 2012 to 15 Jun 2015)
  • Stuart Heard

    IRN SXH02906

    • (23)[FCA CF] Client dealing (since 1 Feb 2021)
    • (1732)CF30 Customer (21 Sep 2017 to 8 Dec 2019)
  • Stuart James English

    IRN SJE01053

    • (1425)CF30 Customer (19 Oct 2009 to 8 Dec 2019)
  • Stuart James Klein

    IRN SJK01062

    • (379)[FCA CF] Client dealing (since 1 Feb 2021)
    • (1531)[FCA CF] Material risk taker (1 Feb 2021 to 2 Oct 2023)
    • (1530)CF30 Customer (28 Feb 2012 to 8 Dec 2019)
  • Stuart Michael Saunders

    IRN SMS01097

    • (639)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)
  • Sumeet Sikka

    IRN SXS02059

    • (339)CF30 Customer (16 Jan 2014 to 23 Jan 2015)
  • Sumit Mukesh Gupta

    IRN SMG01072

    • (552)CF21 Investment Adviser (27 Oct 2005 to 17 Nov 2006)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (735)[FCA CF] Client dealing

  2. controlled function added: (734)[FCA CF] Significant management

  3. controlled function added: (733)[FCA CF] Client dealing

  4. controlled function added: (732)[FCA CF] Client dealing

  5. controlled function added: (731)[FCA CF] Client dealing

  6. controlled function added: (730)[FCA CF] Client dealing

  7. controlled function added: (729)[FCA CF] Client dealing

  8. controlled function added: (728)[FCA CF] Client dealing

  9. controlled function added: (727)[FCA CF] Client dealing

  10. controlled function added: (726)[FCA CF] Client dealing

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