Steven Richard Hulett

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited

    FRN 186745

    • [FCA CF] Significant management (since 1 Mar 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (16 Feb 2017 to 8 Dec 2019)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (2 Jul 2009 to 30 Jun 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 24 Mar 2009)
    • CF21 Investment Adviser (28 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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