Steven Tubb

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED

    FRN 139253

    • [FCA CF] Manager of certification employee (since 21 Nov 2023)
    • [FCA CF] Client dealing (since 5 Oct 2022)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Material risk taker (18 Dec 2020 to 21 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 21 Sep 2022)
    • [FCA CF] Manager of certification employee (27 Apr 2020 to 21 Sep 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 21 Sep 2022)
    • CF30 Customer (18 Feb 2014 to 6 Mar 2016)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 21 Sep 2022)
    • [FCA CF] Material risk taker (18 Dec 2020 to 21 Sep 2022)
    • [FCA CF] Manager of certification employee (27 Apr 2020 to 21 Sep 2022)
    • [FCA CF] Client dealing (18 Oct 2016 to 21 Sep 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Manager of certification employee (27 Apr 2020 to 21 Sep 2022)
    • [FCA CF] Material risk taker (26 Jun 2018 to 21 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (26 Jun 2018 to 21 Sep 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 21 Sep 2022)
    • CF30 Customer (18 Feb 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.