JEFFERIES ASSET MANAGEMENT LIMITED

• Principal Place of Business

  100 Bishopsgate

  London

  EC2N 4JL

  UNITED KINGDOM

  Phone

  +4402070298000

  Web

  https://www.jefferies.com

• Complaints Contact

  100 Bishopsgate

  London

  EC2N 4JL

  UNITED KINGDOM

  Phone

  +4402070298000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Russell Barnaby Booth

  IRN RBB01025

  • CF30 Customer (19 Feb 2013 to 14 Sep 2019)
• Samuel Thomas Crellin

  IRN SXC00570

  • [FCA CF] Significant management (since 29 Sep 2025)
• Seshank Satavilli

  IRN SXS04279

  • [FCA CF] Client dealing (30 Oct 2023 to 1 Mar 2026)
• Silke Nowotzin

  IRN SXN01782

  • [FCA CF] Client dealing (9 Jan 2020 to 1 Apr 2025)
• Simon Charles Munyard

  IRN SCM01081

  • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2021)
  • SMF1 Chief Executive (9 Dec 2019 to 31 Jan 2021)
  • CF3 Chief Executive (3 Oct 2016 to 8 Dec 2019)
  • CF1 Director (13 Jun 2013 to 8 Dec 2019)
  • CF30 Customer (15 Mar 2013 to 8 Dec 2019)
• Simon Dale

  IRN SXD01196

  • CF30 Customer (1 Nov 2007 to 27 Oct 2008)
  • CF27 Investment Management (1 Mar 2007 to 1 Mar 2007)
  • CF21 Investment Adviser (24 Jan 2005 to 31 Oct 2007)
• Stephen Man

  IRN SXM01838

  • CF30 Customer (25 Jan 2012 to 8 Dec 2019)
• Tamas Eisenberger

  IRN TXE01067

  • [FCA CF] Significant management (1 Feb 2021 to 7 Jun 2021)
  • [FCA CF] Material risk taker (1 Feb 2021 to 7 Jun 2021)
  • [FCA CF] Manager of certification employee (1 Feb 2021 to 7 Jun 2021)
  • [FCA CF] Client dealing (1 Feb 2021 to 7 Jun 2021)
  • CF30 Customer (30 Jan 2017 to 8 Dec 2019)
• Thea Margaret Fforde

  IRN TMF01038

  • CF11 Money Laundering Reporting (27 Jun 2006 to 11 Nov 2014)
  • CF10 Compliance Oversight (27 Jun 2006 to 11 Nov 2014)
• Toby Fabian Kent Barratt

  IRN TFB01015

  • CF30 Customer (1 Nov 2007 to 27 Oct 2008)
  • CF21 Investment Adviser (4 Dec 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (10 Aug 2004 to 25 Nov 2004)

No changes recorded yet.