Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oppenheimer Europe Ltd.
FRN 483856
- [FCA CF] Algorithmic trading (since 4 Dec 2020)
- [FCA CF] Client dealing (since 4 Dec 2020)
- CF30 Customer (4 Mar 2009 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 16 Jan 2009)
- CF21 Investment Adviser (3 Dec 2004 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 27 Oct 2008)
- CF21 Investment Adviser (4 Dec 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (10 Aug 2004 to 25 Nov 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.