Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 218270

    • SMF1 Chief Executive (9 Dec 2019 to 31 Jan 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2021)
    • CF3 Chief Executive (3 Oct 2016 to 8 Dec 2019)
    • CF1 Director (13 Jun 2013 to 8 Dec 2019)
    • CF30 Customer (15 Mar 2013 to 8 Dec 2019)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (1 Nov 2007 to 3 Dec 2013)
    • CF21 Investment Adviser (15 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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