JEFFERIES ASSET MANAGEMENT LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
100 BishopsgateLondonEC2N 4JLUNITED KINGDOM- Phone
- +4402070298000
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Complaints Contact
100 BishopsgateLondonEC2N 4JLUNITED KINGDOM- Phone
- +4402070298000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ioannis Kasimatis
IRN YXK01073
- CF30 Customer (23 Jan 2012 to 10 Jul 2012)
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Ivan Dimitrov Abadjiev
IRN IXA00044
- [FCA CF] Client dealing (26 Feb 2021 to 31 May 2021)
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Ivo Fiennes
IRN IXF01083
- [FCA CF] Client dealing (1 Mar 2021 to 8 Apr 2022)
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James Alexander Bull
IRN JAB01215
- CF30 Customer (29 Jan 2013 to 8 Dec 2019)
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James Robert Kirkwood
IRN JRK01030
- SMF1 Chief Executive (since 8 Jan 2024)
- SMF3 Executive Director (since 8 Jan 2024)
- [FCA CF] Material risk taker (1 Feb 2021 to 9 Jan 2024)
- [FCA CF] Client dealing (1 Feb 2021 to 9 Jan 2024)
- [FCA CF] Manager of certification employee (1 Feb 2021 to 9 Jan 2024)
- [FCA CF] Significant management (1 Feb 2021 to 9 Jan 2024)
- CF30 Customer (27 Sep 2019 to 8 Dec 2019)
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John Lawrence Conroy
IRN JLC01050
- CF1 Director (7 Oct 2003 to 11 Feb 2008)
- CF13 Finance (24 Jun 2003 to 17 Oct 2007)
- CF11 Money Laundering Reporting (24 Jun 2003 to 9 Jun 2006)
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Jonathan Hollis
IRN JXH01040
- [FCA CF] Significant management (since 13 Jan 2026)
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Joram Sengendo
IRN JXS42140
- [FCA CF] Client dealing (14 Jan 2020 to 31 Jan 2021)
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Justin Van Wijngaarden
IRN JJV01019
- CF1 Director (3 Mar 2008 to 5 Jun 2009)
- CF28 Systems and controls (5 Nov 2007 to 5 Jun 2009)
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Lance Scott Russell
IRN LSR01011
- CF21 Investment Adviser (24 Jan 2005 to 29 Jul 2005)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.