JEFFERIES ASSET MANAGEMENT LIMITED

Date authorised
1 April 2013
Companies House
04476927
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +4402070298000
  • Complaints Contact

    100 Bishopsgate
    London
    EC2N 4JL
    UNITED KINGDOM
    Phone
    +4402070298000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ioannis Kasimatis

    IRN YXK01073

    • CF30 Customer (23 Jan 2012 to 10 Jul 2012)
  • Ivan Dimitrov Abadjiev

    IRN IXA00044

    • [FCA CF] Client dealing (26 Feb 2021 to 31 May 2021)
  • Ivo Fiennes

    IRN IXF01083

    • [FCA CF] Client dealing (1 Mar 2021 to 8 Apr 2022)
  • James Alexander Bull

    IRN JAB01215

    • CF30 Customer (29 Jan 2013 to 8 Dec 2019)
  • James Robert Kirkwood

    IRN JRK01030

    • SMF1 Chief Executive (since 8 Jan 2024)
    • SMF3 Executive Director (since 8 Jan 2024)
    • [FCA CF] Material risk taker (1 Feb 2021 to 9 Jan 2024)
    • [FCA CF] Client dealing (1 Feb 2021 to 9 Jan 2024)
    • [FCA CF] Manager of certification employee (1 Feb 2021 to 9 Jan 2024)
    • [FCA CF] Significant management (1 Feb 2021 to 9 Jan 2024)
    • CF30 Customer (27 Sep 2019 to 8 Dec 2019)
  • John Lawrence Conroy

    IRN JLC01050

    • CF1 Director (7 Oct 2003 to 11 Feb 2008)
    • CF13 Finance (24 Jun 2003 to 17 Oct 2007)
    • CF11 Money Laundering Reporting (24 Jun 2003 to 9 Jun 2006)
  • Jonathan Hollis

    IRN JXH01040

    • [FCA CF] Significant management (since 13 Jan 2026)
  • Joram Sengendo

    IRN JXS42140

    • [FCA CF] Client dealing (14 Jan 2020 to 31 Jan 2021)
  • Justin Van Wijngaarden

    IRN JJV01019

    • CF1 Director (3 Mar 2008 to 5 Jun 2009)
    • CF28 Systems and controls (5 Nov 2007 to 5 Jun 2009)
  • Lance Scott Russell

    IRN LSR01011

    • CF21 Investment Adviser (24 Jan 2005 to 29 Jul 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.