Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JEFFERIES ASSET MANAGEMENT LIMITED
FRN 218270
- [FCA CF] Significant management (since 13 Jan 2026)
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JEFFERIES INTERNATIONAL LIMITED
FRN 139253
- SMF4 Chief Risk (since 19 Dec 2024)
- [FCA CF] Manager of certification employee (10 Oct 2024 to 20 Dec 2024)
- [FCA CF] Material risk taker (10 Oct 2024 to 20 Dec 2024)
- [FCA CF] Significant management (10 Oct 2024 to 20 Dec 2024)
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- [FCA CF] Material risk taker (30 Dec 2022 to 28 Jul 2023)
- [PRA CF] Significant risk taker or Material risk taker (30 Dec 2022 to 28 Jul 2023)
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- [FCA CF] Material risk taker (30 Dec 2022 to 23 Sep 2024)
- [PRA CF] Significant risk taker or Material risk taker (30 Dec 2022 to 23 Sep 2024)
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- [PRA CF] Significant risk taker or Material risk taker (30 Dec 2022 to 23 Sep 2024)
- [FCA CF] Material risk taker (30 Dec 2022 to 23 Sep 2024)
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- [FCA CF] Material risk taker (30 Dec 2022 to 23 Sep 2024)
- [PRA CF] Significant risk taker or Material risk taker (30 Dec 2022 to 23 Sep 2024)
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- [FCA CF] Material risk taker (30 Dec 2022 to 17 May 2023)
- [PRA CF] Significant risk taker or Material risk taker (30 Dec 2022 to 17 May 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.