Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 218270

    • CF1 Director (7 Oct 2003 to 11 Feb 2008)
    • CF13 Finance (24 Jun 2003 to 17 Oct 2007)
    • CF11 Money Laundering Reporting (24 Jun 2003 to 9 Jun 2006)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF11 Money Laundering Reporting (13 Dec 2002 to 9 Jun 2006)
    • CF13 Finance (13 Dec 2002 to 17 Oct 2007)
    • CF1 Director (21 Mar 2002 to 11 Feb 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 5 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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