Janus Henderson Investors International Limited

• Principal Place of Business

  201 Bishopsgate

  London

  EC2M 3AE

  UNITED KINGDOM

  Phone

  +442078181818

  Web

  https://www.janushenderson.com

• Complaints Contact

  201 Bishopsgate

  London

  EC2M 3AE

  UNITED KINGDOM

  Phone

  +442078181818

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to dealing-only activities.
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 5 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.
  • · Limited to recognised scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Philip Harrison

  IRN PXH00656

  • [FCA CF] Material risk taker (17 Apr 2023 to 25 Jun 2024)
• Polly Halford

  IRN PXH00325

  • [FCA CF] Client dealing (since 9 Dec 2025)
• Preben Oeye

  IRN PXO01119

  • [FCA CF] Client dealing (since 6 May 2020)
  • [FCA CF] Manager of certification employee (since 6 May 2020)
  • CF30 Customer (21 Sep 2015 to 8 Dec 2019)
• Rebecca Sattin

  IRN RJS01505

  • [FCA CF] Client dealing (17 Apr 2020 to 31 Jul 2024)
  • [FCA CF] Manager of certification employee (17 Apr 2020 to 31 Jul 2024)
• Richard Dudley Garland

  IRN RDG01037

  • CF21 Investment Adviser (1 Dec 2001 to 17 Nov 2003)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 17 Nov 2003)
  • CF1 Director (1 Dec 2001 to 17 Nov 2003)
  • CF3 Chief Executive (1 Dec 2001 to 17 Nov 2003)
• Richard George Graham

  IRN RGG01052

  • [FCA CF] Manager of certification employee (11 Jan 2021 to 29 Mar 2024)
  • [FCA CF] Client dealing (11 Jan 2021 to 29 Mar 2024)
• Richard Weil

  IRN RMW01176

  • [FCA CF] Material risk taker (17 Apr 2020 to 31 Mar 2022)
  • [FCA CF] Manager of certification employee (17 Apr 2020 to 31 Mar 2022)
• Richard Worrell

  IRN RXW01197

  • CF30 Customer (30 May 2017 to 8 Dec 2019)
• Robert Parker

  IRN RWP01037

  • CF30 Customer (30 May 2017 to 8 Dec 2019)
• Roger Thompson

  IRN RMT01039

  • [FCA CF] Manager of certification employee (16 Jul 2022 to 10 Mar 2026)
  • [FCA CF] Material risk taker (17 Apr 2020 to 10 Mar 2026)
  • CF1 Director (30 May 2017 to 9 Dec 2019)

No changes recorded yet.