Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Janus Henderson Investors UK Limited
FRN 121857
- [FCA CF] Client dealing (since 6 May 2020)
- [FCA CF] Manager of certification employee (since 6 May 2020)
-
Janus Henderson Fund Management UK Limited
FRN 121859
- [FCA CF] Client dealing (since 6 May 2020)
- [FCA CF] Manager of certification employee (since 6 May 2020)
-
- [FCA CF] Client dealing (since 6 May 2020)
- [FCA CF] Manager of certification employee (since 6 May 2020)
- CF30 Customer (21 Sep 2015 to 8 Dec 2019)
-
- CF30 Customer (22 Sep 2008 to 23 Jul 2010)
-
- CF30 Customer (1 Nov 2007 to 30 Apr 2008)
- CF27 Investment Management (31 Mar 2006 to 31 Oct 2007)
-
- CF21 Investment Adviser (29 Nov 2004 to 13 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.