Janus Henderson Fund Management UK Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Richard Marcus Prew
IRN RMP01044
- CF27 Investment Management (1 Dec 2001 to 30 Nov 2004)
Richard Patrick McNamara
IRN RPM01040
- CF1 Director (6 Jul 2012 to 10 Aug 2015)
Richard Peter Pease
IRN RPP01026
- CF30 Customer (14 Aug 2009 to 4 Jun 2015)
Richard Roger Denton
IRN RRD01032
- CF30 Customer (11 Nov 2009 to 31 Mar 2015)
Richard Thomas Carlyle
IRN RTC01019
- CF27 Investment Management (6 Jun 2005 to 31 Dec 2005)
- CF1 Director (19 Jun 2002 to 31 Dec 2005)
Richard Walker Smith
IRN RWS01073
- CF27 Investment Management (1 Dec 2001 to 31 May 2005)
Richard Weil
IRN RMW01176
- [FCA CF] Material risk taker (17 Apr 2020 to 31 Mar 2022)
- [FCA CF] Manager of certification employee (17 Apr 2020 to 31 Mar 2022)
Richard Worrell
IRN RXW01197
- CF30 Customer (28 Feb 2017 to 8 Dec 2019)
- CF26 Customer Trading (1 Dec 2001 to 31 Dec 2006)
Robert David Moore
IRN RDM01145
- CF30 Customer (27 Nov 2007 to 1 Apr 2017)
Robert Fuchs
IRN RXF01423
- [FCA CF] Material risk taker (since 8 Apr 2026)
- [FCA CF] Manager of certification employee (since 17 Sep 2024)
- [FCA CF] Client dealing (since 17 Apr 2020)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.