Date authorised
1 April 2013
Companies House
04773695
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414
  • Complaints Contact

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Eligible Counterparty, Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Robert Regan

    IRN MRR01080

    • SMF18 Other Overall Responsibility (since 1 Jan 2024)
    • SMF3 Executive Director (3 Nov 2022 to 1 Jan 2024)
    • SMF2 Chief Finance (3 Nov 2022 to 1 Jan 2024)
  • Michael Scott

    IRN MXS20892

    • [FCA CF] Significant management (since 10 Feb 2026)
  • Michael Smyth

    IRN MXS03347

    • CF28 Systems and controls (22 Oct 2013 to 8 Dec 2019)
  • Michelle Margaret Davis

    IRN MXD55791

    • [FCA CF] Significant management (since 24 Sep 2025)
  • Nathan Patrick Lane

    IRN NPL01009

    • CF26 Customer Trading (24 Sep 2003 to 1 Mar 2004)
  • Neil Ellery

    IRN NJE01019

    • CF13 Finance (21 Nov 2003 to 17 May 2004)
    • CF1 Director (24 Sep 2003 to 17 May 2004)
  • Neil Wilson

    IRN NXW01209

    • CF11 Money Laundering Reporting (13 Feb 2007 to 10 Jun 2009)
  • Nicola Jane Crawford

    IRN NXC00040

    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Sep 2023 to 31 Dec 2023)
    • SMF4 Chief Risk (4 Sep 2023 to 31 Dec 2023)
    • SMF16 Compliance Oversight (4 Sep 2023 to 31 Dec 2023)
  • Nigel Paul Milbank

    IRN NPM01056

    • CF28 Systems and controls (1 Nov 2007 to 10 Mar 2010)
    • CF14 Risk Assessment (20 Jun 2006 to 31 Oct 2007)
  • Owen Henry Wilson

    IRN OHW01003

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 21 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.