James Hay WRAP Managers Limited

• Principal Place of Business

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4403455212414

  Web

  https://www.jameshay.co.uk

• Complaints Contact

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4403455212414

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paul Derek Gilbert Stacey

  IRN PDS01131

  • CF1 Director (15 Jun 2004 to 11 Apr 2005)
  • CF13 Finance (15 Jun 2004 to 11 Apr 2005)
• Paul Gerard McNamara

  IRN PXM01872

  • CF1 Director (1 May 2015 to 15 Sep 2016)
• Paul James Bagley

  IRN PJB00168

  • [FCA CF] Significant management (since 1 Jan 2022)
  • [FCA CF] Material risk taker (1 Jan 2022 to 1 Aug 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2020)
• Paul Jenkins

  IRN PXJ01228

  • CF11 Money Laundering Reporting (1 Jul 2005 to 1 Feb 2007)
  • CF14 Risk Assessment (20 Apr 2005 to 1 Feb 2007)
• Paul Richard Bradshaw

  IRN PRB01117

  • CF8 Apportionment and Oversight (1 Jul 2005 to 28 Feb 2006)
• Pedro Sanchez Llado

  IRN PXS01946

  • CF1 Director (16 Sep 2008 to 10 Mar 2010)
• Penelope Sutton

  IRN PXS56798

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 May 2020)
• Peter Eric Priestley

  IRN PEP01037

  • CF2 Non Executive Director (10 Dec 2012 to 26 Apr 2017)
• Peter Gordon John Docherty

  IRN PGD01076

  • SMF18 Other Overall Responsibility (since 20 May 2025)
  • [FCA CF] Significant management (20 May 2025 to 21 May 2025)
  • [FCA CF] Manager of certification employee (20 May 2025 to 21 May 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jan 2024 to 29 Jul 2024)
  • SMF4 Chief Risk (1 Jan 2024 to 7 May 2025)
  • SMF16 Compliance Oversight (1 Jan 2024 to 7 May 2025)
• Peter Mark Burtonshaw

  IRN PMB01176

  • CF1 Director (10 Feb 2014 to 17 Apr 2015)

No changes recorded yet.