JAMES HAY ADMINISTRATION COMPANY LIMITED
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Suite B & CFirst FloorMilford House43 - 55, Milford StreetSalisburyWiltshireSP1 2BPUNITED KINGDOM- Phone
- +4403455212414
-
Complaints Contact
Suite B & CFirst FloorMilford House43 - 55, Milford StreetSalisburyWiltshireSP1 2BPUNITED KINGDOM- Phone
- +4403455212414
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 1 limitation Hide limitations
- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
-
Trades With You Directly
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 1 limitation Hide limitations
- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
-
Runs Personal Pensions
For Professional, Retail (Investment)
-
Investment Setup
For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
Show 1 limitation Hide limitations
- · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Justin James Edwin Purkis
IRN JJP01097
- CF28 Systems and controls (4 Feb 2015 to 28 Feb 2019)
-
Kathryn Elizabeth Purves
IRN KXP01420
- SMF14 Senior Independent Director (25 Oct 2022 to 7 Jun 2024)
- SMF10 Chair of the Risk Committee (10 Jun 2022 to 7 Jun 2024)
- Director of firm who is not a certification employee or a SMF manager (1 Jan 2020 to 10 Jun 2022)
- CF2 Non Executive Director (14 Feb 2017 to 8 Dec 2019)
-
Keith Dignam
IRN KXD01399
- CF2 Non Executive Director (10 Sep 2014 to 13 Sep 2019)
-
Kevin Anthony Farrell
IRN KAF01053
- CF10 Compliance Oversight (14 Jan 2008 to 27 Aug 2010)
-
Laura Lee Green
IRN LXM37710
- [FCA CF] Significant management (since 26 Jun 2023)
-
Lisa Sainsbury
IRN LXS01163
- [FCA CF] Manager of certification employee (6 Jul 2020 to 30 Jun 2021)
-
Louis Petherick
IRN LXP01287
- SMF4 Chief Risk (since 1 Aug 2025)
- SMF16 Compliance Oversight (since 1 Aug 2025)
-
Louisa Barbara Mary King
IRN LBE00004
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Nov 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 1 Nov 2021)
- CF11 Money Laundering Reporting (14 May 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (14 Sep 2018 to 8 Dec 2019)
-
Louise Gadbury
IRN LXG56796
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2020)
-
Mark Alexander Bogard
IRN MAB00031
- CF1 Director (10 Mar 2010 to 6 May 2011)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.