James Brearley & Sons Limited

Date authorised
1 April 2013
Companies House
03705135
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Walpole House
    Unit 2 Burton Road
    Blackpool
    Lancs
    FY4 4NW
    UNITED KINGDOM
    Phone
    +4401253831100
    Web
    https://www.jbrearley.co.uk

  • Complaints Contact

    Walpole House
    Unit 2 Burton Road
    Blackpool
    Lancs
    FY4 4NW
    UNITED KINGDOM
    Phone
    +4401253831100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Murray Anderson

    IRN IMA00010

    • CF21 Investment Adviser (21 Sep 2005 to 30 Dec 2005)
    • CF22 Investment Adviser (Trainee) (4 Feb 2005 to 21 Sep 2005)
  • James David O'Toole

    IRN JDO01013

    • CF27 Investment Management (15 Jun 2005 to 5 Jul 2006)
    • CF21 Investment Adviser (15 Jun 2005 to 5 Jul 2006)
  • James Matthew McLellan

    IRN JMM01131

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2004)
  • James Peter Rowbotham

    IRN JPR01078

    • CF30 Customer (18 Mar 2011 to 13 May 2011)
  • James Simeon Preston

    IRN JSP01049

    • CF26 Customer Trading (1 Dec 2001 to 18 Jun 2002)
    • CF27 Investment Management (1 Dec 2001 to 18 Jun 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 18 Jun 2002)
  • Jane Elizabeth Bell

    IRN JEB01090

    • CF28 Systems and controls (14 Nov 2008 to 7 Dec 2009)
    • CF10 Compliance Oversight (29 Apr 2005 to 3 Sep 2007)
    • CF11 Money Laundering Reporting (29 Apr 2005 to 3 Sep 2007)
  • Jeffrey Garstang

    IRN JXG01388

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2002)
  • Jolyon Neil Harrison Barlow

    IRN JNB01047

    • CF21 Investment Adviser (1 Dec 2001 to 26 Nov 2002)
  • Jonathan George Downes

    IRN JGD01037

    • CF30 Customer (28 Apr 2008 to 13 May 2011)
  • Julian James Brown

    IRN JJB01127

    • CF30 Customer (21 Feb 2011 to 16 Apr 2014)
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Recent activity

Updates to this firm's record on the FCA register.

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